Independent AML Audits

Fixed-cost Independent AML Audits that keep your firm SRA audit ready

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Subscription Benefits

Monthly Peace of Mind. Annual Assurance.

  • Give the SRA confidence

    Prove to the SRA you’re audit-ready before they even ask. Our Independent AML Audit Service Plan gives instant credibility - showing the SRA you are committed to AML compliance.

  • Give your team a compliance culture

    A compliance culture transforms AML from a burdensome obligation into a strategic asset that protects your firm, builds client trust, and ensures long-term sustainability.

  • Give your firm cashflow relief

    Keep AML policies, training, and files in peak condition without the surprise bills. Predictable pricing takes the sting out of audit costs allowing firms to stay on top of AML health checks without the financial shock.

Choose your plan

Sole Practitioner Plan


🞂 Designed for sole practitioners

🞂 Audit once every two years

🞂 Tailored for firms with low volume of matters

High Street Practice Plan

🞂 Typically fewer than 10 fee earners

🞂 Audit once every two years

🞂 For smaller high-street practices (typically <250 matters within scope annually)

Pricing available on request.

Enterprise Plan

🞂 Typically more than 10 fee earners

🞂 Audit once every year

🞂 For larger firms with >250 matters annually

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Your Questions Answered

  • Regulation 21 requires an “independent audit function” where appropriate to the size and nature of the business. Most SRA-regulated firms will need one on a periodic, risk-based cadence.

  • Auditors are not involved in your day-to-day AML operations or decisions; they report to senior management with a clear scope and conflicts check.

  • This plan is suitable for firms in England and Wales regulated by the SRA required to comply with UK AML regulations.

  • The plan includes a full Regulation 21 independent AML audit based on the plan of your choice. It covers a review of your risk assessments, internal controls, staff training as well as a policy & procedure review. Additional remediation work required following audit findings is not included.

  • Yes. If you're on a subscription basis and request a full audit or review before the scheduled date (within the first few months), there may be an “early audit fee.” This fee depends on how far ahead the request is relative to the schedule. Any future payments may be adjusted accordingly.

  • Yes, you can cancel at any time. Cancellation may involve fees, and you may receive a partial refund.

  • Once you have signed up to the service, the audit team will be in touch to arrange a date.